Webeach security were specifically designated in BMA’s blotter as being part of the same proprietary selling strategy that had caused the initial FTD. 14. In the Issuer A example described above, as well as in multiple other instances, BMA did not notify the Clearing Firm of BMA’s failure to close out the allocated FTDs as required by Rule 204(d).
Enforcement - Policy And Guidance - BMA
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Hyatt Regency Addis Ababa - Broadcast Media Africa (BMA)
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