WebDec 17, 2024 · The UK’s Financial Conduct Authority has fined Swiss asset manager GAM International Management and its former fund manager Timothy Haywood. The regulator also issued warning notices. The FCA fined the firm £9.1 million ($12.1 million) and Haywood £230,037 for conflicts of interest and gifts and entertainment matters. WebJun 15, 2024 · On 30 March 2024 the Financial Conduct Authority (the “FCA”) published final notices against GAM International Management Ltd (“GAM”) and Timothy Haywood, a former fund manager for GAM, in connection with failures to manage conflicts of interest arising from dealings with Greensill Capital (UK) Limited.
FCA fines Switzerland
WebMar 30, 2024 · The UK Financial Conduct Authority (FCA) today announced the imposition of a fine of £9,103,523 on GAM International Management Limited (GIML) for failing … WebDec 16, 2024 · Britain’s financial watchdog this morning said it has fined Swiss asset management group GAM International £9.1m, as well as its former fund manager Tim … rainbow loom heart
Ad hoc announcement pursuant to Art. 53 listing rules: GAM ...
WebMar 30, 2024 · The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) £9,103,523 for failing to conduct its business … WebDec 16, 2024 · The Financial Conduct Authority (FCA) has fined Gam International Management £9.1m ($12.1m, €10.7m) and the firm’s ex-star bond manager Tim … WebDec 16, 2024 · Separately, the FCA said it fined Haywood £230,037 for conflicts of interest and violating rules on gifts and entertainment, in a statement on Thursday. «The FCA considers that GAM International Management Ltd. failed to adequately control the conflicts of interest arising out of three specific investments,» it said. rainbow loom minion